Regulation (EU) 2023/1542 / 第VIII章 廃電池の管理

第58条 拡大生産者責任の履行に関する認可

Article 58 — Authorisation on fulfilment of extended producer responsibility

1. 拡大生産者責任の義務の個別の履行の場合には生産者、及び拡大生産者責任の義務の集団での履行の場合に任命された生産者責任組織は、所管当局に対し、拡大生産者責任の履行に関する認可を申請しなければならない。
1. A producer, in the case of individual fulfilment of extended producer responsibility obligations, and producer responsibility organisations appointed in the case of collective fulfilment of extended producer responsibility obligations, shall apply for an authorisation on fulfilment of extended producer responsibility from the competent authority.
2. 認可は、次のことが証明された場合にのみ付与される。
2. The authorisation shall be granted only where it is demonstrated:
(a)指令2008/98/EC第8a条(3)(a)から(d)までに定める要件が遵守されており、生産者又は生産者責任組織が講じた措置が、生産者又は生産者責任組織が代わって行動する生産者が加盟国の領域内で初めて市場で提供する電池の量に関して、本章に定める義務を履行するのに十分であること
(a)that requirements laid down in Article 8a(3), points (a) to (d), of the Directive 2008/98/EC are complied with and the measures put in place by the producer or producer responsibility organisation are sufficient to fulfil the obligations set out in this Chapter with regard to the amount of batteries made available on the market for the first time within the territory of a Member State by the producer or producers on whose behalf the producer responsibility organisation acts; and
(b)文書による証拠を提供することにより、第59条(1)及び(2)の要件又は第60条(1)、(2)及び(4)の要件が遵守されており、それぞれ第59条(3)及び第60条(3)に規定する回収目標を少なくとも達成し、持続的に維持することを可能にするためのすべての取決めが整備されていること
(b)by providing documentary evidence, that the requirements of Article 59(1) and (2) or the requirements of Article 60(1), (2) and (4), are complied with and that all the arrangements are in place to make it possible to attain and maintain durably at least the collection target referred to in Article 59(3) and Article 60(3), respectively.
3. 加盟国は、第54条(3)(b)に規定する行政上及び手続上の規則を定める措置において、拡大生産者責任の義務の個別又は集団での履行のいずれに関するかにより異なりうる認可手続の詳細、並びにそのために生産者又は生産者責任組織が提供すべき情報を含め、生産者又は生産者責任組織の遵守を確認するための詳細を含めなければならない。認可手続には、第59条(1)及び(2)並びに第60条(1)、(2)及び(4)に定める要件の遵守を確保するために講じた取決めの確認に関する要件、及び完全な申請書類の提出から12週間を超えない確認のための期間を含めなければならない。確認は独立した専門家が実施することができ、当該専門家は確認の結果に関する確認報告書を発行しなければならない。
3. Member States shall, in their measures laying down administrative and procedural rules referred to in Article 54(3), point (b), include the details of the authorisation procedure, which may differ according to whether it relates to individual or collective fulfilment of the extended producer responsibility obligations, and the modalities for verifying compliance of producers or producer responsibility organisations, including the information to be provided by producers or producer responsibility organisations to that end. The authorisation procedure shall include requirements on the verification of the arrangements put in place to ensure compliance with the requirements laid down in Article 59(1) and (2) and in Article 60(1), (2) and (4), and timeframes for the verification, which shall not exceed 12 weeks from the submission of a complete application dossier. The verification may be carried out by an independent expert, which shall issue a verification report on the result of verification.
4. 生産者又は生産者責任組織は、認可に含まれる情報のいかなる変更、認可の条件に関するいかなる変更又は事業の恒久的な停止についても、不当な遅延なく所管当局に通知しなければならない。
4. The producer or the producer responsibility organisations shall notify the competent authority without undue delay of any changes to the information contained in the authorisation, of any changes that concern the terms of the authorisation or of the permanent cessation of operations.
5. 指令2008/98/EC第8a条(3)(d)に定める自己管理の仕組みは、同号の規定が遵守され、本条第2項に規定する認可の条件が引き続き満たされていることを確認するため、定期的に、少なくとも3年ごとに、及び所管当局の要請に応じて実施されなければならない。生産者又は生産者責任組織は、要請に応じて、自己管理報告書及び必要な場合には是正措置計画案を所管当局に提出しなければならない。本条第6項に基づく権限を損なうことなく、所管当局は、自己管理報告書及び是正措置計画案について意見を述べることができ、当該意見を生産者又は生産者責任組織に伝えなければならない。生産者又は生産者責任組織は、当該意見に基づき是正措置計画を作成し、実施しなければならない。
5. The self-control mechanism provided for in Article 8a(3), point (d), of Directive 2008/98/EC shall be carried out regularly, and at least every three years, and upon request by the competent authority, in order to verify that the provisions in that point are complied with and the conditions for authorisation referred to in paragraph 2 of this Article continue to be met. The producer or the producer responsibility organisation shall, upon request, present a self-control report and, where necessary, the draft corrective action plan to the competent authority. Without prejudice to the competencies under paragraph 6 of this Article, the competent authority may make observations on the self-control report and on the draft corrective action plan, and shall communicate any such observations to the producer or the producer responsibility organisation. The producer or the producer responsibility organisation shall draw up and implement the corrective action plan based on those observations.
6. 所管当局は、第59条(3)若しくは第60条(3)に定める回収目標が達成されない場合、生産者若しくは生産者責任組織が廃電池の回収及び処理の組織に関する要件をもはや満たさない場合、所管当局への報告に関して義務を怠った場合、認可の条件に関するいかなる変更についても通知しなかった場合、又は事業を停止した場合には、認可を取り消すことを決定することができる。
6. The competent authority may decide to revoke the authorisation if collection targets laid down in Article 59(3) or Article 60(3) are not met or the producer or producer responsibility organisation no longer meets the requirements with regard to the organisation of the collection and treatment of waste batteries or fails in relation to reporting to the competent authority or fails to notify it of any changes that concern the terms of the authorisation, or has ceased operations.
7. 拡大生産者責任の義務の個別の履行の場合には生産者、及び拡大生産者責任の集団での履行の場合に任命された生産者責任組織は、事業の恒久的な停止又は支払不能の場合を含め、拡大生産者責任の義務の不遵守の場合に、生産者又は生産者責任組織が負担すべき廃棄物管理の操作に関連する費用を賄うことを意図した保証を提供しなければならない。加盟国は、当該保証に関する追加的な要件を定めることができる。国が運営する生産者責任組織の場合、当該保証は、組織自体以外の方法により提供されることができ、生産者の拠出金により賄われ、組織を運営する加盟国が連帯して責任を負う公的基金の形をとることができる。
7. A producer, in the case of individual fulfilment of extended producer responsibility obligations, and producer responsibility organisations appointed in the case of collective fulfilment of extended producer responsibility, shall provide a guarantee intended to cover the costs related to waste management operations due by the producer, or the producer responsibility organisation, in the event of non-compliance with the extended producer responsibility obligations, including in the event of permanent cessation of their operations or insolvency. Member States may specify additional requirements concerning such guarantee. In the case of a state-run producer responsibility organisation, such guarantee may be provided otherwise than by the organisation itself and may take the form of a public fund that is financed by producers’ fees and for which the Member State running the organisation is jointly and severally liable.